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sn#077015 filedate 1973-12-11 generic text, type T, neo UTF8
00100 EVALUATION
00200
00300 The primary aim in constructing this model was to explore,
00400 clarify, develop, test and improve -all with a model- a theory having
00500 explanatory value. To satisfy this aim, the model must meet norms of
00600 internal consistency (systemicity) and norms of external
00700 correspondence with observation (testability). A secondary aim would
00800 involve pragmatic norms of application. These aims are not unrelated
00900 but the primary one is more fundamental since useful applications
01000 require some degree of consistency and correspondence to observation.
01100 As emphasized in Chapter 2, a model in the form of an
01200 algorithm consists of a structure of functions or procedures whose
01300 inner workings are sufficient to reproduce the outward symbolic
01400 behavior under consideration. The theory embodied in the model is
01500 revealed in the set of statements which illuminate the connections
01600 betweeen input and output, i.e. which describe how the structure
01700 reacts under various circumstances.
01800 What constitutes a satisfactory explanation has been treated
01900 in 2.1. The "fit" or correspondence with facts of observation as
02000 indicated by measurements and empirical tests indicating the degree
02100 of faithfulness of the reproduction were described in Chapter 6.
02200 Given that the model has met the above criteria, what does it as an
02300 artifact tell us about naturally-occurring paranoid processes?
02400 First, the model attempts to revisualize or reconceptualize
02500 the phenomena of paranoid disorders. It draws attention to factors
02600 (such as the scan for alecolence and humiliation) which might not
02700 otherwise be attended to. Paranoid disorders are not viewed as
02800 first-order "diseases" but as a mode of processing symbols secondary
02900 to a primary disturbance. The patterns of linguistic paranoid
03000 behavior observed in an interview are produced by an underlying
03100 organized structure and not by a variety of random and unconnected
03200 mechanical failures. Second, the underlying structure consists of an
03300 algorithm, an organization of symbol-processing strategies or
03400 procedures. Third, the model as an analogy indicates that to change
03500 this structure, its procedures must be accessible to reprogramming in
03600 the higher-level language of the algorithm. Finally, as a conceptual
03700 reform, the model suggests that other types of psychopathologies
03800 might be viewed from a symbol-processing standpoint.
03900 Decision procedures for consensus acceptability of a model
04000 sometimes depend not so much on truth, an elusive state, as on
04100 whether a majority of the relevant expert community believes the
04200 theory or model to approximate truth to some unknown and unknowable
04300 degree and to be better than promising available alternatives, that
04400 is, to be the best we can do for the time being. Validation is
04500 ultimately a private experience of the individual. Empirical truth or
04600 falsity cannot be proven with certainty, but their presence can be
04700 assayed by some sort of critical assessment and deliberation. We can
04800 forgive models for being only nearly true. A theory or model may
04900 bring cognitive or pragmatic comfort, not because it is TRUE but
05000 because it represents an improvement over its contending rivals.
05200 Cognitive comfort is a type of intellectual satisfaction.
05300 Pragmatic comfort accrues from applications to problems in order to
05400 make things work the way humans want them to work efficiently in
05500 practical contexts of technological action. For the pragmatist, a
05600 model is a means to an end; for the theoretician, an explanatory
05700 model is an end in itself. It is hoped that this paranoid model can
05800 contribute to understanding one of the mysteries of human conduct,
05900 the paranoid mode. There remains the enigma of the paranoid "streak"
06000 which renders whole nations susceptible to ideological convictions
06100 in which Elsewhereans are believed to be malevolent oppressors.
06200 It is a truism of methodology textbooks that an infinite
06300 number of theories or models can account for the same data of
06400 observation. Without questioning whether "infinite" means
06500 indefinitely large or just more than one, we must allow for rival
06600 explanations. For a rival to be a live and tenable option, it should
06700 be truly alternative (i.e., not just a family version saying the same
06800 thing in a different way), and be confirmable or disconfirmable by
06900 tests.
07000 Although I hold that faithful reproduction, fidelity as
07100 measured by indistinguishability along specific dimensions, is a
07200 proper and major test for the adequacy of simulation models, it would
07300 be a bonus if our model could satisfy the function of making possible
07400 new knowledge through prediction. The term "prediction" has a
07500 spectrum of meanings ranging from forecasts to prognoses to
07600 prophecies to precise point-predictions in time. To predict (and to
07700 postdict) from a theory or model is to derive and announce a fact
07800 prior to knowledge of its actual occurrence. However one needs
07900 knowledge of the kind of fact expected, the conditions which produce
08000 it and the circumstances under which it will occur. The interest in
08100 prediction may stem from a desire (1) to confirm or disconfirm a
08200 theory or model or (2) to obtain useful information about the future,
08300 as in weather forecasting. Celestial mechanics provides the ideal of
08400 accurate long-range predictions. But even astronomers, with the
08500 advantage of studying isolated and repetitive systems, have their
08600 troubles. In 1759 Halley's comet arrived four days later than
08700 predicted. In spite of our advanced 20th century knowledge, a
08800 prediction made in 1962 was off by eight days, that is, twice as bad.
08900 (In fairness we must make allowances for the fact that great masses,
09000 distances and velocities are involved).
09100 Predictions of individual human behavior are severely limited
09200 by our restrictions of knowledge. For example, (1) sufficient
09300 knowledge of initial conditions may require that we know the whole
09400 past history of an individual (something not yet achieved for even a
09500 single person), (2) individuals do not remain isolated over the time
09600 stretch of the prediction; they interact with other individuals of an
09700 unknown nature, (3) since life is a fortuitous flux of chance
09800 intersections of independent causal chains, one would also have to be
09900 able to foresee events of the physical environment and its changes,
10000 (4) the process of observation needed to obtain information for
10100 predictions may have non-negligible and unforeseeable effects on the
10200 observed.
10300 In one sense our paranoid model makes moment-to-moment
10400 predictions and asserts new counterfactuals about behavior in a
10500 psychiatric interview. That is, if an interviewer says X under
10600 conditions Y, then the model's response will be characterized by
10700 z1...zn, and the same holds true for paranoid patients.
10800 Counterfactual prediction means that on the basis of observed
10900 behavior we are willing, with an inductive risk, to assume the
11000 presence of unobserved behavior potentials in a model's or patient's
11100 repertoire of capabilities.
11200 Predicting new kinds of events or properties, instead of
11300 kinds we are already familiar with, would represent a genuine bonus,
11400 indicating the model is more than ad hoc and has excess content. It
11500 would give both clinicians and investigators something to look for.
11600 This novelty could arise in two ways. First, the model might
11700 demonstrate a property of the paranoid mode hitherto unobserved
11800 clinically. In principle this could come about because the I-O
11900 behavior of the model is a consequence of a large number of
12000 interacting hypotheses and assumptions chosen initially to explain
12100 frequently observed phenomena. When the elements of such a complex
12200 conjunction interact with highly variable inputs they generate
12300 consequences in addition to those they were designed to explain.
12400 Whether any of these consequences are significant or characteristic
12500 of the paranoid mode remains a subject for future study.
12600 It is also possible that a new property of paranoia may be
12700 discovered in the clinical interview, although perhaps everything
12800 that can be said about paranoid dialogues has been said. If a new
12900 property were found, a search for it might be conducted in the
13000 model's behavior. If successful, this again would add to the model's
13100 acceptability.
13200 A second novelty might arise in the behavior of the model in
13300 some new situation. Since it is designed to simulate communicative
13400 behavior in an interview situation, the "new" circumstance would have
13500 to involve some new type of linguistic interaction to which the model
13600 is capable of responding. From its behavior one might then predict
13700 how paranoid patients would behave under similar circumstances. The
13800 requisite empirical tests and measures would show the degree of
13900 correspondence between patient and model behaviors.
14000 This possibility is of importance in considering emancipatory
14100 therapies for patients entangled in the quandaries of the paranoid
14200 mode. Since the model operates at a symbol processing level using
14300 natural language, it is this level at which linguistic and
14400 conceptual skills of clinicians can be applied. Language-based or
14500 semantic techniques do not seem very effective in the psychoses but
14600 they are useful in states of lesser severity. A wide range of new
14700 semantic techniques, including extremes, could be tried first on the
14800 model without subjecting patients to blind experimentation.
14900 While we have used the model principally to explore a theory
15000 and to study psychiatric judgements, its potential use as a training
15100 device has not escaped our reflections. Medical students and
15200 psychiatric residents need "disposable patients" to practice on
15300 without jeopardy (to either). A version of the paranoid model can
15400 display the changes in its inner states during an interview.
15500 Whether the optimal goal of interviewing (gathering relevant
15600 information without upsetting the patient) has been achieved, can
15700 thus be estimated. A beginning interviewer could practice in
15800 private or with a supervisor present. Many interviewers have reported
15900 that the model has a definite effect on them. The student can get
16000 the feel of the paranoid mode long before he interviews an actual
16100 patient. The effect of various interviewing styles might be
16200 studied and compared.
16300
16400 Although this simulation of paranoia covers a variety of
16500 facts, it is circumscribed in what it attempts to explain. The
16600 proffered explanation is local and restricted in that it accounts for
16700 only one type of symbol-processing mode. Past attempts at grand-
16800 scale explanations of all mental processes in all contexts have
16900 failed. A preferable strategy, successful in other sciences, is to
17000 build one circumscribed and tested theory or model at a time so that
17100 the field can gradually move forward a step at a time, each step
17200 gaining consensus before attempting the next.